Registered Funds Attorney - Cutting Edge ETF Provider (Mostly Remote)
<p>Our client, a global asset management innovator offering a diversified suite of exchange-traded products (ETPs), models, solutions and products leveraging blockchain technology, is seeking to hire a <strong>Registered Funds Counsel</strong> to report directly to the General Counsel. Person must have 4+ years of registered funds experience, and while the person must live within commutable distance to midtown NYC, this position will be <strong>mostly remote</strong>.</p><p><br></p><p>Duties include:</p><ul><li>Assist in the organization, registration and listing of ETFs under the Investment Company Act of 1940, Securities Act of 1933 and the Securities Exchange Act of 1934</li><li>Prepare and/or review fund registration statements, periodic reports, other regulatory reports and support general fund matters, including coordination with external counsel and service providers</li><li>Assist in maintaining ETF Board governance, including preparing and reviewing agendas, resolutions, minutes and materials prepared internally and by third parties for inclusion in the Board materials, including 15(c) materials</li></ul><p><br></p><p>Amazing opportunity for a registered funds attorney who wants to be challenged in an innovative environment while also having great work-life flexibility!</p><p></p>